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Agencies, Boards and Commissions

Securities Board, State*

5 Members - 6 Years

General Information

Agency #: 312

208 E. 10th St., 5th Floor
P.O. Box 13167
Austin 78711-3167
(512) 305-8300
Fax: (512) 305-8310
Staff Listing
Website

Members

OfficeOffice HolderHometown / Term Ends
Chair Beth Ann Blackwood Dallas, 01-20-2019
Board Member(s) David Appleby El Paso, 01-20-2017
E. Wally Kinney Dripping Springs, 01-20-2019
Miguel Romano Jr. Austin, 02-01-2021
Alan Waldrop Austin, 01-20-2017

Staff

OfficeOffice Holder(512) Phone / Fax
Securities Commissioner John Morgan 305-8300
Executive Assistant to the Commissioner Sonia Fergerson 305-8306
Deputy Commissioner Ronak V. Patel 305-8300
Director, Enforcement Division Joe Rotunda 305-8300
Director, Inspections and Compliance Division Tommy Green 305-8300
Director, Registration Division Patricia A. Loutherback 305-8300
Director, Staff Services Division Derek Lauterjung 305-8300
General Counsel Marlene Sparkman 305-8300

Branch Offices

Dallas

1230 River Bend, Suite 220
Dallas, TX 75247-4952
(214) 630-8681
Fax: (214) 630-8699

OfficeOffice Holder(512) Phone / Fax
Assistant Director-Inspections and Compliance Linda Bailey
Assistant Director-Enforcement Division Jay Oman

Corpus Christi

606 N. Carancahua, Suite 803
Corpus Christi, TX 78401-0659
(361) 887-1085
Fax: (361) 884-7820

OfficeOffice Holder(512) Phone / Fax
Assistant Director Angela Cole

Houston

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 426-0336
Fax: (713) 426-6965

OfficeOffice Holder(512) Phone / Fax
Assistant Director-Inspections and Compliance Division Robert Abreo
Assistant Director-Enforcement Division Mogey Lovelle (713) 426-0336

San Antonio

115 E. Travis St., Suite 1105
San Antonio, TX 78205-1605
(210) 886-0073
Fax: (210) 886-0153

OfficeOffice Holder(512) Phone / Fax
Assistant Director Judy Saenz

Lubbock

5121 69th Street
Suite A10-A
Lubbock, TX 79424
(806) 762-8010
Fax: (806) 762-6648

OfficeOffice Holder(512) Phone / Fax
Assistant Director Sara Scribner

Notes

The State Securities Board registers securities offered and sold in Texas and oversees the firms and individuals selling securities or providing investment advice to Texans.

* Subject to the Texas Sunset Act; will be reviewed in 2015.

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