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Agencies, Boards and Commissions

Securities Board, State*

5 Members - 6 Years

General Information

Agency #: 312

208 E. 10th St., 5th Floor
P.O. Box 13167
Austin 78711-3167
(512) 305-8300
Fax: (512) 305-8310
Staff Listing
Website

Members

OfficeOffice HolderHometown / Term Ends
Chair Beth Ann Blackwood Dallas, 01-20-2019
Board Member(s) David Appleby El Paso, 01-20-2017
E. Wally Kinney Dripping Springs, 01-20-2019
Derrick Mitchell Houston, 01-20-2015
Alan Waldrop Austin, 01-20-2017

Staff

OfficeOffice Holder(512) Phone / Fax
Securities Commissioner John R. Morgan 305-8300
Executive Assistant to the Commissioner Sonia Fergerson 305-8306
Deputy Commissioner Ronak V. Patel 305-8300
Director, Enforcement Division Joe Rotunda 305-8300
Director, Inspections and Compliance Division Tommy Green 305-8300
Director, Registration Division Patricia A. Loutherback 305-8300
Director, Staff Services Division Derek Lauterjung 305-8300
General Counsel Marlene Sparkman 305-8300

Branch Offices

Dallas

1230 River Bend, Suite 220
Dallas, TX 75247-4952
(214) 630-8681
Fax: (214) 630-8699

OfficeOffice Holder(512) Phone / Fax
Assistant Director-Inspections and Compliance Linda Bailey
Assistant Director-Enforcement Division Jay Oman

Corpus Christi

606 N. Carancahua, Suite 803
Corpus Christi, TX 78401-0659
(361) 887-1085
Fax: (361) 884-7820

OfficeOffice Holder(512) Phone / Fax
Assistant Director Angela Cole

Houston

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 869-8662
Fax: (713) 426-6965

OfficeOffice Holder(512) Phone / Fax
Assistant Director-Inspections and Compliance Division Robert Abreo
Assistant Director-Enforcement Division Mogey Lovelle (713) 426-0336

San Antonio

115 E. Travis St., Suite 1105
San Antonio, TX 78205-1605
(210) 886-0073
Fax: (210) 886-0153

OfficeOffice Holder(512) Phone / Fax
Assistant Director Judy Saenz

Lubbock

5121 69th Street
Suite A10-A
Lubbock, TX 79424
(806) 762-8010
Fax: (806) 762-6648

OfficeOffice Holder(512) Phone / Fax
Assistant Director Sara Scribner

Notes

The State Securities Board protects investors by enforcing Texas securities laws.

* Subject to the Texas Sunset Act; will be reviewed in 2015.

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