Agencies, Boards and Commissions

Securities Board, State*

5 Members - Term: 6 Years

General Information

Agency #: 312 208 E. 10th St., 5th FloorP.O. Box 13167Austin 78711-3167

Members

Office Office Holder Hometown / Term Ends
Chair Beth Ann Blackwood Dallas, 01-20-2019
Board Member(s) David Appleby El Paso, 01-20-2017
E. Wally Kinney Dripping Springs, 01-20-2019
Miguel Romano Jr. Austin, 02-01-2021
Alan Waldrop Austin, 01-20-2017

Staff

Office Office Holder Phone / Fax
Securities Commissioner John Morgan (512) 305-8300
Deputy Commissioner Ronak V. Patel (512) 305-8300
Director, Enforcement Division Joe Rotunda (512) 305-8392
Director, Inspections and Compliance Division Tommy Green (512) 305-8377
Director, Registration Division Patricia A. Loutherback (512) 305-8362
Director, Staff Services Division Derek Lauterjung (512) 305-8321
General Counsel Marlene Sparkman (512) 305-8300

Branch Offices

Dallas

1230 River Bend, Suite 220
Dallas, TX 75247-4952
(214) 630-8681
(214) 630-8699

Office Office Holder (512) Phone / Fax
Assistant Director-Inspections and Compliance Linda Bailey
Assistant Director-Enforcement Division Jay Oman

Corpus Christi

606 N. Carancahua, Suite 803
Corpus Christi, TX 78401-0659
(361) 887-1085
(361) 884-7820

Office Office Holder (512) Phone / Fax
Assistant Director Angela Cole

Houston

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 426-0336
(713) 426-6965

Office Office Holder (512) Phone / Fax
Assistant Director-Inspections and Compliance Division Robert Abreo
Assistant Director-Enforcement Division Mogey Lovelle (713) 426-0336

San Antonio

115 E. Travis St., Suite 1105
San Antonio, TX 78205-1605
(210) 886-0073
(210) 886-0153

Office Office Holder (512) Phone / Fax
Assistant Director Judy Saenz

Lubbock

5121 69th Street
Suite A10-A
Lubbock, TX 79424
(806) 762-8010
(806) 762-6648

Office Office Holder (512) Phone / Fax
Assistant Director Sara Scribner

Notes

The State Securities Board registers securities offered and sold in Texas and oversees the firms and individuals selling securities or providing investment advice to Texans.

* Subject to the Texas Sunset Act; will be reviewed in 2019.