Agencies, Boards and Commissions

Securities Board, State*

5 Members - 6 Years

Agency #: 312

208 E. 10th St., 5th Floor
P.O. Box 13167
Austin 78711-3167
(512) 305-8300
Fax: (512) 305-8310
Staff Listing
Website

Office	Office Holder	(512) Phone / Fax
Securities Commissioner	John R. Morgan	305-8300
Executive Assistant to the Commissioner	Sonia Fergerson	305-8306
Deputy Commissioner	Ronak V. Patel	305-8300
Director, Enforcement Division	Joe Rotunda	305-8300
Director, Inspections and Compliance Division	Tommy Green	305-8300
Director, Registration Division	Patricia A. Loutherback	305-8300
Director, Staff Services Division	Derek Lauterjung	305-8303
General Counsel	Marlene Sparkman	305-8300

1230 River Bend, Suite 220
Dallas, TX 75247-4952
(214) 630-8681
Fax: (214) 630-8699

Office	Office Holder	(512) Phone / Fax
Assistant Director	Linda Bailey

606 N. Carancahua, Suite 803
Corpus Christi, TX 78401-0659
(361) 887-1085
Fax: (361) 884-7820

Office	Office Holder	(512) Phone / Fax
Assistant Director	Angela Cole

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 426-0336
Fax: (713) 426-6965

Office	Office Holder	(512) Phone / Fax
Assistant Director	Robert Abreo

115 E. Travis St., Suite 1105
San Antonio, TX 78205-1605
(210) 886-0073
Fax: (210) 886-0153

Office	Office Holder	(512) Phone / Fax
Assistant Director	Judy Saenz

5121 69th Street
Suite A10-A
Lubbock, TX 79424
(806) 762-8010
Fax: (806) 762-6648

Office	Office Holder	(512) Phone / Fax
Assistant Director	Sara Scribner

The State Securities Board protects investors by enforcing Texas securities laws.

* Subject to the Texas Sunset Act; will be reviewed in 2015.