Agencies, Boards and Commissions

Securities Board, State*

5 Members - Term: 6 Years

General Information

Agency #: 312 208 E. 10th St., 5th FloorP.O. Box 13167Austin 78711-3167

Members

Office Office Holder Hometown / Term Ends
Chair E. Wally Kinney Comfort, 01-20-2025
Board Member(s) Robert Belt Houston, 01-20-2029
David Montgomery Houston, 01-20-2029
Ejike E. "EE" Okpa Dallas, 01-20-2027
Melissa Tyroch Belton, 01-20-2025

Staff

Office Office Holder Phone / Fax
Securities Commissioner Travis Iles (512) 305-8301
Deputy Commissioner Clinton Edgar (512) 305-8301
Director, Enforcement Division Joe Rotunda (512) 305-8392
Director, Inspections and Compliance Division Tommy Green (512) 305-8377
Director, Registration Division Clint Edgar (512) 305-8362
Director, Staff Services Division Derek Lauterjung (512) 305-8321
General Counsel Marlene Sparkman (512) 305-8300

Branch Offices

Corpus Christi

615 N. Upper Broadway, Suite 720
Corpus Christi, TX 78401
(361) 887-1085
(361) 884-7820

Office Office Holder (512) Phone / Fax
Assistant Director Angela Cole

Dallas

8700 N Stemmons Freeway, Suite 144
Dallas, TX 75247-3714
(214) 630-8681
(214) 630-8699

Office Office Holder (512) Phone / Fax
Assistant Director-Inspections and Compliance Linda Bailey
Assistant Director-Enforcement Division Jay Oman

Houston

1919 N. Loop West, Suite 300
Houston, TX 77008-1366
(713) 426-0336
(713) 426-6965

Office Office Holder (512) Phone / Fax
Assistant Director-Inspections and Compliance Division Robert Abreo
Assistant Director-Enforcement Division Mogey Lovelle (713) 426-0336

Notes

The State Securities Board registers securities offered and sold in Texas and oversees the firms and individuals selling securities or providing investment advice to Texans.

* Subject to the Texas Sunset Act; will be reviewed in 2031.